Interview with Commandant

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Federal News Radio has an interview with the Commandant. There is a short written summary here or you can listen to it on their page or above. Some interesting developments with regard to drug interdiction in the Eastern Pacific. Sea story about actual employment of a sea based Unmanned Air System.

Interestingly he again refers to Russia arming Icebreakers so I think perhaps we may see some movement to arm or at least make provision for arming our new icebreakers.

Blockading North Korea–A Coast Guard Role?

Photo: Yellow Sea from DeepSeaWaters

I have seen several references lately to the possibility of blockading North Korea. A good explanation of why this is apparently being considered is in a Bloomberg article by Retired Admiral James Stavridis, who previously served as Commander, U.S. Southern Command; Commander, U.S. European Command; and NATO Supreme Allied Commander Europe. Quoting Wikipedia,

James George Stavridis (born February 15, 1955) is a retired United States Navy admiral and the current dean of the Fletcher School of Law and Diplomacy at Tufts University, a graduate school for international affairs. Stravidis serves as the chief international diplomacy and national security analyst for NBC News in New York. He is also chairman of the board of the U.S. Naval Institute and a Senior Fellow at the Johns Hopkins University Applied Physics Laboratory.

So perhaps we should consider this as a serious possibility. If it happens, would the Coast Guard have a role?

Certainly Coast Guard boarding teams would be high demand.

North Korea shares borders with South Korea to the South, a long border with China to the North, and a short Border with Russia to the Northeast. If the US attempts to blockade North Korean waters in the Yellow Sea and the Sea of Japan, it will bring US naval units into close proximity to both China and Russia including major Chinese and Russian Navy bases. We have to consider how they might react.

Both China and Russia might be more comfortable if the blockading units operating closest to them were Coast Guard rather than Navy. This applies equally to both ships and aircraft.

Certainly to protect Coast Guard units they would have to have Navy and Air Force backup.

U.S. Coast Guard: Priorities for the Future–CSIS/USNI

The video above records an recent event, a “Maritime Security dialogue” presented by the Center for Strategic and International Studies (CSIS) and the United States Naval Institute (USNI) featuring Admiral Paul F. Zukunft, Commandant of the U.S. Coast Guard, for a discussion on the “U.S. Coast Guard’s future priorities.”

Despite the title, don’t expect a recitation of Coast Guard priorities. Most of the material is familiar, but there were a few interesting comments, including some that might be surprising. A number of things the Commandant said here made news.

  • That the NSCs could be made into frigates.
  • That the Polar Icebreaker would cost less than $1B
  • His support of transgender CG personnel.

I’ll give a quick outline of what was talked about. At the end I will rant a bit about some of my pet peeves.

The Commandant’s prepared statement is relatively short beginning at time 2m45s and ending about 11m.

6m00 In our listing of missions, the Commandant said Defense Operations should be listed first. He noted that there are 20 ships chopped to Combatant Commanders including eleven  ships operating under SOUTHCOM.

Q&A begins at 11:00.

16m20s The Commandant noted there is a Chinese ship rider on a USCG cutter off Japan and that Coast Guard aircraft are flying out of Japan.

17m30s Boarder protection/drug interdiction

20m Called the OPCs “light frigates”

22m As for priorities the Commandant noted a need to invest in ISR and Cyber

23m Cyber threat.

24m Expect return to sea duty because of length of training.

26m30s “Demise of the cutterman”/Human Capital Plan–fewer moves–removed the stigma of geographic stability

29m25s Highest percentage of retention of all services–40% of enlisted and 50% of officers will still be in the service after 20 years

30m Law of the Sea. Extended continental shelf in the Arctic.

32m30s Need for presence in the Arctic.

36m ISR, 38m15s Firescout. An interesting side note was that the Commandant seemed to quash any possibility of using the MQ-8 Firescout. He noted when they deployed on a cutter 20 people came with the system.  He called it unoccupied but not unmanned.

40m Icebreakers

43m30s Comments on transgender members

45m15s Icebreakers–will drive the price down below $1B.

47m NSC as frigate–no conversations with the Navy about this. Performance of Hamilton.

49m50s Count the NSCs toward the 355 ship Navy.

50m30s Illegal migration and virulent infectious disease

53m35s CG training teams in the Philippines and Vietnam to provide competency to operate platforms to be provided by Japan. Two patrol boats going to Costa Rica. Other efforts to build capacity.

56m DHS is the right place for the CG.

The Commandant touched on a couple of my pet peeves, specifically

  • He called the OPCs “Light Frigates,” so why aren’t they designated that way? WMSM and WMSL are just wrong in too many ways.  Give our ships a designation our partners and politicians can understand. A WLB is a cutter and also a buoy tender. The OPC can be both a cutter and a light frigate. I have suggested WPF. Maybe WFF for the Bertholfs and WFL for the Offshore Patrol Cutters. If we want to be thought of as a military service, we need to start using designations that will be seen and understood as military.
  • He mentioned the possibility of including the Bertholfs in the 355 ship fleet total. Coast Guard combatants should be included when the country counts its fleet. No, the cutters are not aircraft carriers or destroyers, but the current fleet of about 275 ships includes about 70 ships that have no weapons larger than a .50 cal. These include eleven MCM ships and about 60 ships manned by civilian crews such as tugs, high speed transports, salvage ships, underway replenishment ships, and surveillance ships. Counting the Cutters as part of the National Fleet would raise  our profile as a military service. The Navy might not like it, but it does give a better idea of our actually available assets for wartime, which is the point of such a listing.

 

 

Interview: Adm. Paul Zukunft demands Coast Guard respect–Defense News

DefenseNews had an interview with the Commandant. You can read it here. I will not repeat the Commandant’s responses here, but I will repeat one of the questions and add my own thoughts.

Admiral, you have said that the Coast Guard’s identity as an armed service is forgotten. Can you tell me what you mean by that?

The Commandant talks here about budget, but I think this starts with self image. We do SAR. We rescue sea turtles. Armed services are first and foremost ARMED. We are by law a military service, but we are currently inadequately armed for even our peacetime counter terrorism, DHS mission. We are less capable of forcibly stopping a ship than we were 90 years ago.

Do our people know what their role will be if there is a major conflict with the Chinese or Russians? You can bet Navy and Marine Personnel have a pretty good idea of their roles.

We have had a quarter century hiatus in a mono-polar world where no one could challenge American seapower. That is changing rapidly and it is time for the Coast Guard to see itself in a new light. Just as the nation has benefited from having two land forces (Army and Marines), it can benefit from having two sea forces. The Coast Guard is a substantial naval force. Certainly we will not replace the Navy’s sophisticated systems, but there is a need for a high low mix and the marginal cost of adding capability to Coast Guard vessels that are going to be built anyway is very small.

We are currently in an unrecognized naval arms race with China. It is time to give the Coast Guard back the ASW and ASuW capabilities it was building before the collapse of the Soviet Union.

When I reported to the academy in 1965, it had a gun lab, and we were taught ASW (badly) during swab summer. The Coast Guard had 36 ships equipped with sonar, ASW torpedoes and 5″ guns. The ships were old (not as old as now), but we were building a new fleet of 36 Hamilton Class WHECs equipped with a better sonar in addition to torpedoes and a 5″ gun. Being armed did not stop us from doing SAR, fisheries, or aids to navigation.

At that time (1965) in terms of personnel, the US Navy was about 25 times larger than the Coast Guard and had 287 cruisers, destroyers, and frigates. Now it is only eight times as large as the Coast Guard and has only 85 ASW equipped surface ships. We also had a powerful naval ally in Europe in the form of the Royal Navy. Now the Coast Guard is supplying personnel to the Royal Navy and in terms of personnel the Coast Guard is larger than the Royal Navy or the French Navy. Equipping our planned 33 to 35 large cutters as true surface combattants could make a real difference.

Even if we never go to war, preparation can make us better at our peacetime roles. Drug interdiction, migrant interdiction, and even SAR benefit from military grade ISR and C4I. Recognition of naval capabilities in the Coast Guard may justify additional resorces that have dual use for peacetime missions. Its a win-win.

 

Hearing: Coast Guard Requirements, Priorities, and Future Acquisition Plans (FY-2018)

 

May 18, the Commandant, Admiral Paul F. Zukunft, addressed the House Appropriations Homeland Security Subcommittee. The recorded testimony is above. It is fairly long (1h40m). The Commandant’s initial statement, following the introductions, begins at 8m40s and ends approximately minute 14.

The administration’s FY 2018 budget request was not available, but the Commandant was there to discuss future priorities, requirements, and programs. The Department Secretary, General Kelly, is expected to address the Subcommittee on May 24 at 3PM Eastern.

I will just mention a few of the items I thought significant.

Admiral Zukunft noted that Huntington Ingalls has begun cutting steel for NSC #9. Questioned about NSC#10, he said, if it were funded, the Coast Guard would of course use it, but that the Offshore Patrol Cutter (OPC) is the Coast Guard’s #1 priority. His response, that another NSC would have an effect on long-range operating cost, seemed to suggest anticipated significantly lower operating costs for the OPC. Significantly, there has been no mention of reducing the OPC program by one ship to offset the addition of NSC #9. (There is already a strong push to build more NSCs, a bill to authorized a multi-year buy of three more.)

He contended that the Coast Guard has taken a harder hit, due to budget restrictions, than other armed services and would need 5% annual growth and at least $2B annually for Acquisitions, Construction, and Improvements (AC&I). Later he stated that this annual AC&I appropriation would included about $300M annually for shore facilities. He pointed to a need to restore 1100 Reserve Billets and add 5,000 active duty military billets while retaining current levels of Civilian staff.

Apparently the FY2918 budget will begin a program to replace 35 Inland tenders at an estimated cost of approximately $25M each ($875M total). (Even if, in the unlikely event, this program were funded in only five years, that would only average $175M/year, so it is not a big program, but one that should have begun at least a decade ago.)

Cyber security for ports was discussed. The Commandant sees the Coast Guard role as decimating best practices, rather than imposing regulation. We now have a cyber program of record–still very small, two CG Academy graduates going directly into the program. The fact that two billets is worth mentioning, is probably the best indication of how really small the program is. A much smaller pre-World War II Coast Guard probably had more people working on breaking German and Japanese codes. 

Marine Inspection was addressed. The Commandant noted the increased demand for Inspections because 6,000 tugs have been added to inspection program. He noted a need for more stringent oversight of 3rd party inspectors, who in some cases have not been as meticulous as they should have been. He also noted that the US flag merchant fleet, notably the MSC’s Afloat Prepositioning Fleet, will need replacement, which will also raise demand for marine inspectors.

The Commandant also voiced his support for the Jones Act. He noted, we only have three shipyards building Jones Act ships in the US, and their loss would be short-sighted.

There was much discussion about the Arctic and the Icebreaker Fleet. Looks like follow-on funding for icebreaker program (at least after the first) will have to come from CG AC&I rather than the Navy budget. This may be difficult, but it is the way it should be. The chair of committee expressed his reservations about attempting to fund such big-ticket items through the DHS budget. The Commandant stated that the Coast Guard is still considering the acquisition of the commercial Icebreaker Aiviq (but apparently they are doing it very slowly–the chairman of the committee seemed a bit irritated about this).

The committee members seemed to latch onto the idea that the USCG, rather than the Navy, would be responsible for enforcing US sovereignty in the Arctic (which by US definition includes the Aleutians), and seemed to be asking if the Coast Guard was prepared to fight the Russians and/or Chinese in the Arctic. The Commandant suggested instead, that our role was to provide presence in the pre-conflict phase in order assert US sovereignty. He acknowledged that the National Security Cutters are only armed defensively and are not suitable for conventional naval warfare against an enemy combatant.

The Commandant acknowledged that, at some point it may be desirable to arm Polar Icebreakers, meaning they should be built with space, weight, and power reservations for additional weapons.

(I am all for keeping open the option of arming our icebreakers, so that they can defend themselves and do their part, if there is a conflict in a polar region, but there did not seem to be recognition among the Congression Representatives, that an Arctic conflict is most likely to be determined by submarines and aircraft. The icebreakers’ role is likely to be primarily logistical.)

The Commandant apparently does expect that there may be disagreements with regard to the extent of the US authority over certain areas of the Arctic.

In discussing the need for land based Unmanned Air Systems, there was a curious note at minute 40 about go-fast boats going south. Where are they going?

Alien Migrant Interdiction (AMIO). We have gone for seven weeks without a single Cuban Migrant being interdicted. This is because of the end of Wet Foot/Dry Foot Policy. This has allowed reallocation of resources to drug interdiction South of Cuba and human trafficking from the Bahamas

A Congressional Representative, from Texas pointed out there is no CG presence on the Rio Grande River, in spite of it being an international waterway. There was no mention of it, but perhaps he was thinking of the Falcon Lake incident in 2010 when an American was allegedly shot in the head by Mexican drug runners. Maybe something we should reconsider.

The Commandant promised the CG would have an unfunded priority list for FY2018.

My Unfunded Priority List

An earlier post reported a plea by Representative Duncan Hunter, Chair of the Transportation Subcommittee on Coast Guard and Maritime Transportation, for the Coast Guard to provide an unfunded priority list to include six icebreakers and unmanned Air System.

Thought perhaps I would list my own “unfunded priorities.” These are not in any particular order.

PLATFORM SHORTFALLS

Icebreakers: We have a documented requirement for three heavy and three medium icebreakers, certainly they should be on the list. Additionally they should be designed with the ability to be upgraded to wartime role. Specifically they should have provision for adding defensive systems similar to those on the LPD–a pair of SeaRAM and a pair of gun systems, either Mk46 mounts or Mk38 mod 2/3s. We might want the guns permanently installed on at least on the medium icebreakers for the law enforcement mission. Additionally they should have provision for supporting containerized mission modules like those developed for the LCS and lab/storage space identified that might be converted to magazine space to support armed helicopters.

110225-N-RC734-011 PACIFIC OCEAN (Feb. 25, 2011) Guy Mcallister, from Insitu Group, performs maintenance on the Scan Eagle unmanned aerial vehicle (UAV) aboard the amphibious dock landing ship USS Comstock (LSD 45). Scan Eagle is a runway independent, long-endurance, UAV system designed to provide multiple surveillance, reconnaissance data, and battlefield damage assessment missions. Comstock is part of the Boxer Amphibious Ready Group, which is underway in the U.S. 7th Fleet area of responsibility during a western Pacific deployment. (U.S. Navy photo by Mass Communication Specialist 2nd Class Joseph M. Buliavac/Released)

110225-N-RC734-011
PACIFIC OCEAN (Feb. 25, 2011) Guy Mcallister, from Insitu Group, performs maintenance on the Scan Eagle unmanned aerial vehicle (UAV) aboard the amphibious dock landing ship USS Comstock (LSD 45). Scan Eagle is a runway independent, long-endurance, UAV system designed to provide multiple surveillance, reconnaissance data, and battlefield damage assessment missions. Comstock is part of the Boxer Amphibious Ready Group, which is underway in the U.S. 7th Fleet area of responsibility during a western Pacific deployment. (U.S. Navy photo by Mass Communication Specialist 2nd Class Joseph M. Buliavac/Released)

Unmanned Air Systems (UAS): We seem to be making progress on deploying UAS for the Bertholf class NSCs which will logically be extended to the Offshore Patrol Cutters. So far we see very little progress on land based UAS. This may be because use of the Navy’s BAMS system is anticipated. At any rate, we will need a land based UAS or access to the information from one to provide Maritime Domain Awareness. We also need to start looking at putting UAS on the Webber class. They should be capable of handling ScanEagle sized UAS.

File:USCGC Bluebell - 2015 Rose Festival Portland, OR.jpg

Photo: The Coast Guard Cutter Bluebell sits moored along the Willamette River waterfront in Portland, Ore., June 4, 2015. The Bluebell, which celebrated its 70th anniversary this year, is one of many ships participating in the 100th year of the Portland Rose Festival. (U.S. Coast Guard photo by Chief Petty Officer David Mosley.)

Recapitalize the Inland Tender Fleet: This is long overdue. The program was supposed to begin in 2009, but so far, no tangible results. It seems to have been hanging fire for way too long.

Expand the Program of Record to the FMA-1 level: The Fleet Mix Study identified additional assets required to meet the Coast Guard’s statutory obligations identifying four asset levels above those planned in the program of record. Lets move at least to first increment.

Alternative Fleet Mix Asset Quantities

————–POR       FMA-1      FMA-2      FMA-3       FMA-4
NSC                8             9                 9                 9                  9
OPC              25           32               43                50               57
FRC              58           63               75                80               91
HC-130         22            32               35                44               44
HC-144A       36            37               38                40               65
H-60              42            80               86                99             106
H-65             102         140             159              188            223
UAS-LB           4            19                21                21              22
UAS-CB        42            15                19               19               19

At the very least, looks like we need to add some medium range search aircraft (C-27J or HC-144).

Increase Endurance of Webber Class Cutters: The Webber class could be more useful if the endurance were extended beyond five days (currently the same as the 87 cutters, which have only one-third the range). We needed to look into changes that would allow an endurance of ten days to two weeks. They already have the fuel for it.

MISSION EQUIPMENT SHORTFALLS

Seagull_torpedo_trial_1

Ship Stopper (Light Weight Homing Torpedo): Develop a system to forcibly stop even the largest merchant ships by disabling their propulsion, that can be mounted on our patrol boats. A torpedo seems the most likely solution. Without such a system, there is a huge hole in our Ports, Waterways, and Coastal Security mission.

121211-N-HW977-692

Photo: SeaGriffin Launcher

Counter to Small High Speed Craft (Small Guided Weapon): Identify and fit weapons to WPB and larger vessels that are capable of reliably stopping or destroying small fast boats that may be used as fast inshore attack craft and suicide or remote-controlled unmanned explosive motor boats. These weapons must also limit the possibility of collateral damage. Small missiles like SeaGriffin or Hellfire appear likely solutions.

40 mm case telescoped gun (bottom) compared to conventional guns.

40 mm case telescoped gun (bottom) compared to conventional guns.

Improved Gun–Penetration, Range, and Accuracy: The .50 cal. and 25mm guns we have on our WPBs and WPCs have serious limitations in their ability to reach their targets from outside the range of weapons terrorist adversaries might improvise for use against the cutters. They have limited ability to reach the vitals of medium to large merchant vessels, and their accuracy increases the possibility of collateral damage and decreases their probability of success. 30, 35, and 40 mm replacements for the 25 mm in our Mk38 mod2 mounts are readily available.

Laser Designator: Provide each station, WPB, and WPC with a hand-held laser designator to allow them to designate targets for our DOD partners.

CONTINGENCY PLANNING SHORTFALLS

Vessel Wartime Upgrades: Develop plans for a range of options to upgrade Coast Guard assets for an extended conflict against a near peer.

 

Intelligence Upgrade for the OPC?

Allen Balough, a lead engineer for the C4ISR program (right), tests the new interior communications system with a Coast Guard Cutter Spencer crewmember after installation of leaky coax cable. The installation took place in Boston July 18-21. U.S. Coast Guard photo.

U.S. Coast Guard photo.

The Coast Guard has been enjoying the benefits of better intelligence available to (and from) the National Security Cutters (NSC).

The Acquisitions directorate (CG-9) recently issued a press release that suggests they hope to get more of the same from the Offshore Patrol Cutters (OPC).

Acquisition Update: Acquisition Directorate Looks To Continue Operational Successes With OPC C4ISR Design

Jan. 13, 2017

The Coast Guard shattered its record for drug interdictions in fiscal year 2016 due in large part to the enhanced capabilities of the national security cutters and their advanced command, control, communications, computers, intelligence, surveillance and reconnaissance (C4ISR) systems. The Acquisition Directorate’s C4ISR Program is working to bring similar success to the offshore patrol cutters.

The Coast Guard seized more than 400,000 pounds of cocaine in fiscal year 2016, worth around $5.6 billion, and much of that is thanks to the advanced intelligence-gathering capability of the NSC class.

“Since the post-9/11 reorganization of the intelligence community, the Coast Guard has a much greater responsibility for intelligence gathering,” said Wayne Jacobs, intelligence system acquisition manager. “Instead of simply acting on intelligence reports, NSC crews have an improved ability to gather information themselves and share it with the intelligence community.”

Part of the NSC’s success is thanks to its ability to access the most up-to-date intelligence reports from shore-based intelligence networks in addition to its own intelligence data collection systems. “Before the NSC, a cutter would use intelligence which could be eight to 12 hours old to find smugglers,” he said. “The NSC gives the Coast Guard the capability to guide their patrols with real-time intelligence to better locate drug traffickers.”

Once on patrol, the NSC’s advanced sensors and surveillance equipment help its crews identify, locate and interdict smugglers. For example, NSC crews can use infrared sensors to better locate smugglers at night.

However, perhaps the most important feature of the NSC is interoperability. “The Link 11 system is the best part,” Jacobs said. “It allows ships and aircraft in a group to share their tactical data so the NSC crew can better see the command and control picture around the cutter.” Link 11 allows tactical information sharing with other U.S. military branches and with allied militaries.

An advanced communications suite makes coordinating operations easier for NSC crews, improving interoperability further. The NSC uses both line-of-sight and satellite radios to provide voice communications, chat rooms and data transfers to better coordinate with partners.

Jacobs says that the NSC has led to a notable increase in the Coast Guard’s interdiction of semisubmersibles – vessels that operate partially underwater to avoid detection. “It’s a technique that we’ve seen more in recent years, and they’re very hard to find in the water,” he explained. “We’ve caught a lot of semisubmersibles thanks to operations guided by better intelligence data from these systems.”

Recognizing the success of the intelligence-gathering systems on the NSC, the C4ISR Program is working to bring similar systems to the OPC. “The OPC systems will provide similar capabilities to what the Coast Guard uses and needs on the NSC,” Jacobs said.

The OPC will feature the Link 11 system and similar intelligence-sharing equipment to the NSC. The C4ISR Program is also hoping to include a data collection system that will integrate and analyze information from the cutter’s sensors to provide the crew with better situational awareness. An advanced, Navy-provided electronic warfare system and gun system will also be included to help the cutter perform defense readiness missions. The Navy is also providing the latest multimode air search radar.

“Because they operate closer to shore, the OPCs are more focused on Coast Guard-specific missions like drug interdiction,” Jacobs explained. “We’re designing intelligence systems with that in mind.”

I am not sure what this means. The only likely change I see, to what was already planned for the OPC, is that perhaps the Ships Signals Exploitation Space (formerly referred to as a SCIF (Sensitive Compartmented Information Facility)) for which space was to be provided but with no immediate plans to equip and man it, will in fact be fully furnished. That would be a step in the right direction.

This might also be an attempt to head off any attempt to dumb down the OPC.

It might also be a “thank you and more, please” to the Navy for the “Navy Type/Navy Owned” equipment they have been providing.

It might be all three, but it is formal recognition that thermal imaging, Link 11, secure satellite radio, high level intel access, and sophisticated radars make our ships more effective.

Breaking Defense Interviews the Commandant

Coast Guard Commandant Adm. Paul Zukunft (right) meets with then-Southern Command chief Gen. John Kelly, now Trump’s nominee for Secretary of Homeland Security.

Coast Guard Commandant Adm. Paul Zukunft (right) meets with then-Southern Command chief Gen. John Kelly, now Trump’s nominee for Secretary of Homeland Security.

Breaking Defense’s Robbin Laird has an Interview with the Commandant and speculates on the prospects for the Coast Guard under the new administration and DHS selectee General John Kelly.

Trump, Kelly, & The Coast Guard: Exclusive Interview With Adm. Zukunft

Its a good one, and even the comments are worth reading. There is much of the same we have heard before. The Commandant has a clear and consistant message and agenda, but there is more detail about a possible role in the far Western Pacific.

“I have discussed with the CNO (Chief of Naval Operations Adm. John Richardson, the senior officer in the Navy) the concept that we would create a permanent USCG presence in the South China Sea and related areas,” Zukunft said. “This would allow us to expand our working relationship with Vietnam, the Philippines, and Japan. We can spearhead work with allies on freedom of navigation exercises as well.”

This is the first time I have seen the phrase “permanent USCG presence in the South China Sea and related areas.” Does that mean we will have a CG patrol squadron working out of Sinagpore or Okinawa (or Cam Ranh Bay), like the one in Bahrain? Or are we just looking at the Webber class WPCs we already know are going to Guam? (Must be more to it than that.) I do think we should put some OPCs in Guam, if only to patrol the EEZ in the Western Pacific.

Until recently we might have considered the possibility of basing in the Philippines, but that no longer looks like a possibility.

What ever you may think of the incoming administration, for the Coast Guard at least, it looks promising.

Thanks to Luke for bringing this to my attention. 

Brookings Institute–A conversation with Commandant of the U.S. Coast Guard Admiral Paul F. Zukunft

Another video, this one almost an hour.

“AMO and Coast Guard Missions are not Duplicative”–Office of Inspector General

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Many of us have wondered about the apparent duplication of effort by the Coast Guard and Customs and Border Protection’s (CBP) Air and Marine Operations (AMO). Apparently the The U.S. House of Representatives, Committee on Homeland Security, Subcommittee on Border and Maritime Security had the same concern and asked for an audit by the Department of Homeland Security (DHS) Office of the Inspector General (OIG). This resulted in a report, “AMO and Coast Guard Maritime Missions Are Not Duplicative, But Could Improve with Better Coordination (pdf).”

Guess there is no suspense in what their findings were, but I find the methodology and conclusions less than complete and satisfying.

The recommendations of the audit were:

Recommendation #1: We recommend that the DHS Under Secretary for Management reestablish an oversight mechanism at the DHS level to ensure that AMO and the Coast Guard coordinate operations.

Recommendation #2: We recommend that the Coast Guard Commandant, CBP Commissioner, and U.S. Immigration and Customs Enforcement Director revise the Maritime Operations Coordination Plan to include requirements for coordination and information sharing at all levels, especially the local level.

So the response was equally predictable–form a committee.

I’m sorry, but my BS meter is off the scale. The alarm went off first, when they consistently called the territorial sea, “customs waters” lending a presumption that this is a Customs job.

While their conclusion may ultimately prove correct, they essentially failed to look at the most significant area of overlap–Maritime Patrol Aircraft. The audit concentrated exclusively on drug enforcement and failed to consider Alien Migrant Interdiction Operations (AMIO). And they failed to answer the most basic questions.

While coordination is always assumed to be a “good thing,” the only real reason you should want two agencies performing the same function would indicate less coordination, not more.

There is no doubt AMO does useful work, that is not the point. The question is, what is the most effective and economical way to distribute resources. Should DHS be working toward a different distribution of tasking and resources?

Unanswered questions:

Why does Customs need boats? The Revenue Cutter Service was Customs’ boat service. Why doesn’t the Coast Guard still fulfill that function? The Coast Guard operates boats. Boats are on standby with crews at the ready. When Customs needs a boat, why don’t they ride Coast Guard boats? What is the cost of an operating hour for comparable Coast Guard and Customs boats?

AMO does need aircraft to do several tasks, including interdiction of smuggling by air, but why does Customs need to have a fleet of maritime patrol aircraft for interdiction of surface vessels, when the Coast Guard also has to provide a similar fleet for a whole range of missions? The AMO operates a fleet of 14 P-3s including both Airborne Early Warning models and P-3 Long Range Trackers. They are over 40 years old and undergoing an extensive and expensive life extension program. AMO also operates Bombardier DHC-8, and Beach King Air 350ER equipped with marine search radars. What is the cost of an operating hour for comparable Coast Guard and Customs aircraft?

AMO regularly performs air interdiction. Perhaps they should be the ones doing the low speed air interdiction over DC.

Other missions:

In  addition to drug enforcement, the two agencies seem to have overlapping missions in Alien Migrant Interdiction Operations (AMIO) and counter terrorism. Why weren’t these missions looked at as well?

AMO boats are suitable only for very short ranged AMIO missions while Coast Guard vessels a suitable for interception long before the approach the US coast.

It appears that AMO assets are limited to small arms. If the terrorist threat is anything much larger than a small boat, they are unlikely to be effective in countering it without assistance.

What about Jurisdiction?

AMO operates primarily within the customs waters, but it maintains the authority to pursue vessels fleeing the customs waters or hovering outside those waters as a means of avoiding AMO jurisdiction.

The Coast Guard is not similarly limited in the Marine environment. The effects of this on agency effectiveness was not considered.

Maybe AMO’s jurisdiction should be extended to cover the entire EEZ, but that is not the case now and AMO’s boats don’t seem suited for operations much beyond 12 miles. They are generally very fast, but probably short legged with minimal protection for the crew from the elements.

The characteristics of their boats don’t seem to square with the very long range character of their aircraft like the P-3s.

Why overlapping responsibility might be a good idea–coordination be damned:

There is one reason you might want two agencies responsible for the same law enforcement mission. That would be if you worry about the possibility that one of the agencies might be compromised. For instance if one agency is somehow compromised by a criminal organization. The law enforcement agency might still appear successful. The criminal organization might use the agency to eliminate its competitors, providing intelligence. A second independent agency might uncover this corruption.

Use of Force: 

There is an interesting section comparing the two agencies’ use of force policies.

Approval for Employing Use of Force

Coast Guard crews must receive approval from the appropriate official in the chain of command, typically an Admiral, before using force to stop noncompliant vessels. According to the Coast Guard, the approval time can take from 10 minutes to several hours depending on the case. In contrast, AMO policy reflects a more traditional law enforcement approach and allows its agents to make use of force decisions.

According to the Coast Guard, it needs a use of force policy to cover a vast range of mission sets across a legally and jurisdictionally complex operating environment. Although the approval process has some level of risk mitigation, the Coast Guard designed the process to relieve on-scene officers of the need to access U.S. jurisdiction and legal authority to employ force against a noncompliant vessel, and allows those officers to focus on executing the tactics and procedures to safely and effectively employ that force.

We participated in use of force demonstrations for noncompliant vessels with both components and experienced the delay in the Coast Guard’s approval process. Although there are potential safety concerns for Coast Guard boat crews during a pursuit, the Coast Guard stated that it updated its law enforcement manual to “refine and streamline the process in every way possible” to reduce the time lapse from when the Coast Guard vessel is “overt” (known by the suspected vessel to be following) to when the necessary actions (use of force) are completed.

Hopefully if a Coast Guard CO sees a terrorist attack underway, he will have the flexibility to act on the knowledge, even if there is no time to get approval.

Using Statistics that do not correlate:

As noted, the report only looked at drug enforcement and only at a small part of the mission. Quoting from the report,

“There are 206 combined locations where AMO and the Coast Guard conduct operations in customs waters. Of the 206, there are 17 locations (8 percent) where AMO and the Coast Guard have similar capabilities and an overlapping area of responsibility.”

 

” In FY 2015, at the 17 overlapping locations, all of AMO’s drug seizures occurred on land or in customs waters, where marine units primarily conduct operations.”

“The Coast Guard is a multi-mission agency, including law enforcement that operates in both customs and international waters. In contrast to AMO, Coast Guard personnel assigned to drug and migrant interdiction do not conduct investigative or land operations. In FY 2015, 93 percent of Coast Guard drug seizures occurred in international waters (Transit Zone) (emphasis applied–Chuck). AMO only deploys aircraft in this area; it does not have the vessels to operate in these waters.”

“In the overlapping locations, 84 percent of reported drug seizures were from AMO operations. These seizures occurred, in part, because of the different activities of each agency. For example, while some of AMO operations were intelligence based, the Coast Guard conducts routine patrols looking for illegal activity. Although Coast Guard patrols are not as effective as intelligence-based operations, they show a presence and can deter illegal activity.” (Emphasis applied–Chuck)

First note that this compares Customs’ seizures both on land and on the water with the seizures of the Coast Guard, a multimission agency, on the water alone. This also seems to imply that Customs was not sharing their intelligence with the Coast Guard.

FY 2015 Drug Seizures from the 17 Overlapping Locations Agency Customs Waters (Drugs in Pounds) AMO 28,707 (land and water) (84%) Coast Guard 5,602 (16%) Total 34,309.

I doubt the Coast Guard units they looked at drug interdiction as their primary mission. Certainly the AMO units did.

Why the difference in statistics?:

According to Coast Guard statistics, Coast Guard drug seizures in FY2015 were 319,229.4 lbs of Cocaine and 78,262 lbs of Marijuana. Appendix C indicates that the Coast Guard had seized 199,749 lbs of Cocaine and 57,855 lbs of Marijuana. (Why the large difference in these figures?)

Figures reported for AMO in Appendix C were 243,387 lb of cocaine and 719,180 lb of Marijuana.

Pounds of drugs is not a very informative metric, if various types of drugs are aggravated. It also says nothing about its purity. After being cut there is less drugs in a pound of drugs.

Over the past five years, according to Coast Guard statistics, Coast Guard cutters, Allied ships and U.S. Navy ships with Coast Guard boarding teams, in the transit zone, removed more than 500 metric tons of cocaine—a wholesale value of nearly $17 billion. According to the Coast Guard, “this is approximately three times the amount of cocaine, at twice the purity, seized by all other U.S. federal, state and local and tribal law enforcement agencies combined over the same time span.”

The figures above don’t seem to square.

Costs:

Looking at this, I found a cost comparison of what the two agencies spend for their personnel interesting. The total AMO budget for FY2015 was $750M supporting 1,665 members, while the CG budget of $8,380M supported 41,700. Budget/Personnel equals $450,450 per AMO member and $200,959 per CG member. There are probably lots of reasons AMO cost more than twice as much per member, but it might have been worth some examination.

Conclusion: 

Bottom line, this report failed to answer the question, “Why do both the Coast Guard and Customs have both boats and maritime patrol aircraft?”

What we got was a distorted comparison of the relative success of the Coast Guard and Customs drug interdiction efforts.

These distortions can have consequences and should not be allowed to pass unchallenged. I can understand the Coast Guard not wanting to offend people in the IG office, but I have no such problem, and neither should the subcommittee that requested the audit.

Thanks to Brymar consulting’s web site for alerting me to this.